Sara Gannon Mullen

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 06/2013 → 11/2016
  Msa Engineering Consultants
  Phoenix, AZ
• 03/2015 → 05/2017
  Northern Arizona University
  Scottsdale, AZ
• 02/2017 → 11/2017
  Msa Engineering
  Phoenix, AZ
• 11/2016 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 09/2017 → 04/2019
  Grand Canyon University
  Scottsdale, AZ
• 01/2026 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Previous Registrations

• 2019-12-17 → 2025-12-31
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Other Businesses

NAME OF BUSINESS: PANTHERA LEO, LLC INVESTMENT-RELATED ADDRESS: SCOTTSDALE, AZ NATURE OF BUSINESS: LLC - REAL ESTATE POSITION: OWNER START DATE: 11/2018 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INACTIVE LLC

Exams

• S66 Uniform Combined State Law Examination
  2019-12-02
• S63 Uniform Securities Agent State Law Examination
  2016-12-30

Other Names

• Sara Gannon
• Sara Ashley Gannon
• Sara Mullen
• Sara G Mullen