Elizabeth Marie Roche

Current Employers

Employment History

• 11/2016 → 05/2018
  Questar Asset Management
  Minneapolis, MN
• 01/2015 → 04/2018
  Self Employed
  Louisville, KY
• 08/2017 → 11/2018
  Lpl Financial Llc
  Louisville, KY
• 07/2017 → Present
  Mwm Advisory Services, Llc
  Louisville, KY
• 11/2018 → Present
  Kestra Investment Services, Llc
  Louisville, KY
• 12/2018 → Present
  Kestra Advisory Services, Llc
  Louisville, KY

Previous Registrations

• 2017-01-06 → 2017-08-03
  Questar Asset Management, Inc.
  Louisville, KY
  Minneapolis, MN

Other Businesses

Business Name: Notary Public-State at Large Investment Related: No Address: 4636 Southcrest Dr Louisville KY 40215 Nature of Business: Other Other/None of the Above No revenue is generated. Use in normal course of business Position, Title or Relationship: Notary Start Date: 2/12/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: NotaryBusiness Name: Meritrust Wealth Management Investment Related: No Address: 462 s 4th st, ste 2600 louisville KY 40202 Nature of Business: Registered Field Assistant; Insurance Position, Title or Relationship: Assistant assisting Start Date: 11/16/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: assistingBusiness Name: Kestra Advisory Services Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Ste 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Associate Advisor/Para Planner Start Date: 11/16/2018 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Assist in financial planning & advising services

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-10-26
• S65 Uniform Investment Adviser Law Examination
  2017-01-06

Designations