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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2021-02-12
TX RA APPROVED_RES 2021-02-03
  • AZ RA
    APPROVED
    Since 2021-02-12
  • TX RA
    APPROVED_RES
    Since 2021-02-03

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Randstad Scottsdale AZ 11/2016 04/2017
The Vanguard Group, Inc. Scottsdale AZ 04/2017 Present
Wrenchman's Toy Store/ Snap-On Tools Franchise Woodstock IL 06/2014 10/2016
Vanguard Marketing Corporation Scottsdale AZ 04/2017 Present
Vanguard Advisers, Inc. Scottsdale AZ 02/2021 Present
  • 11/2016 → 04/2017
    Randstad
    Scottsdale, AZ
  • 04/2017 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 06/2014 → 10/2016
    Wrenchman's Toy Store/ Snap-On Tools Franchise
    Woodstock, IL
  • 04/2017 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 02/2021 → Present
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-29
S63 Uniform Securities Agent State Law Examination 2017-06-30
  • S66 Uniform Combined State Law Examination
    2021-01-29
  • S63 Uniform Securities Agent State Law Examination
    2017-06-30
Other Names
  • Robert Pew

View on SEC IAPD

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