Katie Lynn Prosser

Employer firm

Ae Wealth Management, LLC CRD 282580

$49.8B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 12/2019
  Horter Investment Management, Llc
  Cincinnati, OH
• 04/2012 → 12/2023
  Eric Scott Financial
  St. George, UT
• 04/2012 → 12/2023
  Scott Insurance, Inc
  St George, UT
• 01/2020 → Present
  Apo Financial Services, Llc
  Westminster, CO
• 01/2023 → Present
  Red Mountain Controls
  Central, UT
• 03/2026 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 01/2024 → Present
  Scott-Prosser Financial Group
  Saint George, UT

Previous Registrations

• 2026-01-09 → 2026-04-13
  Apo Financial Services, Llc
  Westminster, CO
  Saint George, UT
• 2020-02-18 → 2025-12-31
  Apo Financial Services, Llc
  St George, UT
  Westminster, CO
  Saint George, UT
• 2016-11-16 → 2019-12-13
  Horter Investment Management, Llc
  Saint George, UT
  Cincinnati, OH

Other Businesses

1.)Scott-Prosser Financial Group; Yes, Investment Related; 555 S. Bluff St. Suite 302, Saint George, UT 84770; Insurance Sales; Owner/Insurance Agent; Start Date 1/2024; Approx. 160 hours a month; Approx. 160 hours during trading; Insurance Sales and Services. 2.)Red Mountain Controls; No; 175 E. Christie Ln., Central, UT 84722; Commercial electrical control systems, construction company.; Office Operations; Start Date: 01/2023; Approx. 20 hours a month; Approx. 0 hours during trading; Payroll, bookkeeping, record keeping, employee benefits, tax filings, correspondence.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-10-27

Other Names

• Katie Lynn Scott
• Katie Holland