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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-10-07
IL RA APPROVED 2022-10-13
  • MO RA
    APPROVED
    Since 2024-10-07
  • IL RA
    APPROVED
    Since 2022-10-13

Branch Locations

1628 Clarkson Road, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Red Lobster Alton IL 03/2015 10/2017
Edward D. Jones Investment Company Saint Louis MO 12/2016 04/2019
Edward D. Jones Investment Company Saint Louis MO 05/2019 01/2021
Td Ameritrade Saint Louis MO 01/2022 12/2022
Red Lobster Fairview Heights IL 02/2021 10/2022
Charles Schwab And Co., Inc. Saint Louis MO 12/2022 Present
Charles Schwab Bank St Louis MO 09/2024 Present
  • 03/2015 → 10/2017
    Red Lobster
    Alton, IL
  • 12/2016 → 04/2019
    Edward D. Jones Investment Company
    Saint Louis, MO
  • 05/2019 → 01/2021
    Edward D. Jones Investment Company
    Saint Louis, MO
  • 01/2022 → 12/2022
    Td Ameritrade
    Saint Louis, MO
  • 02/2021 → 10/2022
    Red Lobster
    Fairview Heights, IL
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Saint Louis, MO
  • 09/2024 → Present
    Charles Schwab Bank
    St Louis, MO
Previous Registrations
  • 2022-03-03 → 2022-10-14
    Td Ameritrade, Inc.
    Bethalto, IL
    St. Louis, MO
    St. Louis, MO
  • 2020-08-31 → 2021-01-15
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-28
  • S66 Uniform Combined State Law Examination
    2020-08-28
Designations

View on SEC IAPD

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