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Employer firm

T. Rowe Price Advisory Services, Inc. CRD 108958

$5.90B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-08-10
  • MD RA
    APPROVED
    Since 2021-08-10

Branch Locations

4515 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Valley Hunt MD 11/2016 04/2017
Wells Fargo Catonsville MD 08/2014 11/2016
T Rowe Price Owings Mills MD 10/2018 Present
Capital One Laurel MD 05/2018 10/2018
Unemployed N/A MD 04/2017 05/2018
  • 11/2016 → 04/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Valley Hunt, MD
  • 08/2014 → 11/2016
    Wells Fargo
    Catonsville, MD
  • 10/2018 → Present
    T Rowe Price
    Owings Mills, MD
  • 05/2018 → 10/2018
    Capital One
    Laurel, MD
  • 04/2017 → 05/2018
    Unemployed
    N/A, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-09
S63 Uniform Securities Agent State Law Examination 2019-01-28
  • S66 Uniform Combined State Law Examination
    2021-08-09
  • S63 Uniform Securities Agent State Law Examination
    2019-01-28
Other Names
  • Justin Carpenter
  • Justin Reid Carpenter

View on SEC IAPD

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