Brian Michael Sokalski

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2023-06-16
TX	RA	APPROVED_RES	2019-08-23
MD	RA	APPROVED	2017-03-14

PA RA
APPROVED

Since 2023-06-16
TX RA
APPROVED_RES

Since 2019-08-23
MD RA
APPROVED

Since 2017-03-14

Branch Locations

4200 Amon Carter Blvd Ci Client Services, Fort Worth, TX 76155 • United States

11333 Mccormick Rd Ci Relationship Management, Hunt Valley, MD 21031 • United States

Stewartstown, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	11/2016	Present
Unemployed	New Freedom	PA	08/2016	11/2016
Bank Of America, N. A.	Hunt Valley	MD	07/2019	Present

11/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
08/2016 → 11/2016

Unemployed

New Freedom, PA
07/2019 → Present

Bank Of America, N. A.

Hunt Valley, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-03-13

S66 Uniform Combined State Law Examination

2017-03-13

Other Names

Brian Sokalski

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews