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Michael Charles Samoska

LPl Financial LLC

Farmington, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-03-19
  • CT RA
    APPROVED
    Since 2021-03-19

Branch Locations

3 Forest Park Drive, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Woodbury CT 08/2016 05/2017
Axa Advisors, Llc New York NY 05/2017 01/2019
Ameriprise Financial Services, Inc Middlebury CT 01/2019 08/2019
Ameriprise Financial Services, Inc. Glastonbury CT 01/2020 12/2020
Unemployed Woodbury CT 09/2019 12/2019
Lpl Financial Llc Farmington CT 03/2021 Present
  • 08/2016 → 05/2017
    Unemployed
    Woodbury, CT
  • 05/2017 → 01/2019
    Axa Advisors, Llc
    New York, NY
  • 01/2019 → 08/2019
    Ameriprise Financial Services, Inc
    Middlebury, CT
  • 01/2020 → 12/2020
    Ameriprise Financial Services, Inc.
    Glastonbury, CT
  • 09/2019 → 12/2019
    Unemployed
    Woodbury, CT
  • 03/2021 → Present
    Lpl Financial Llc
    Farmington, CT
Previous Registrations
Other Businesses

1)3/2021- Valenti Wealth Management, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- Farmington, CT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-23
  • S66 Uniform Combined State Law Examination
    2019-03-23
Other Names
  • Michael Samoska
  • Michael Samoska
  • Michael Charles Samoska
  • Michael Charles Samoska
  • Michael C Samoska

View on SEC IAPD

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NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
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