Best Investors Account Sign in

Robert W Diaz

Edward Jones

Sunnyvale, CA

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-13
CA RA APPROVED 2019-03-01
  • TX RA
    APPROVED_RES
    Since 2023-04-13
  • CA RA
    APPROVED
    Since 2019-03-01

Branch Locations

1309 S Mary Ave Suite 204, Sunnyvale, CA 94087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Conversion Corp Gilroy CA 02/2014 08/2018
Waddell & Reed Inc Ontario CA 12/2016 01/2019
Various Insurance Carriers For W&R Insurance Agencies Sunnyvale CA 12/2016 01/2019
Rdsquared Sunnyvale CA 07/2018 06/2020
Edward Jones St.LOuis MO 03/2019 Present
  • 02/2014 → 08/2018
    Asset Conversion Corp
    Gilroy, CA
  • 12/2016 → 01/2019
    Waddell & Reed Inc
    Ontario, CA
  • 12/2016 → 01/2019
    Various Insurance Carriers For W&R Insurance Agencies
    Sunnyvale, CA
  • 07/2018 → 06/2020
    Rdsquared
    Sunnyvale, CA
  • 03/2019 → Present
    Edward Jones
    St.LOuis, MO
Previous Registrations
  • 2017-03-01 → 2019-02-05
    Waddell & Reed
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-01
  • S66 Uniform Combined State Law Examination
    2017-03-01
Other Names
  • Rob Diaz
  • Bob Diaz
  • Bobby Diaz
  • Robert William Diaz

View on SEC IAPD

Other Firms

CHARLES SCHWAB & CO., INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
STRATEGIC ADVISERS LLC
SV TECH VENTURES, INC.
U.S. BANCORP ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
LONDON HOUSE CAPITAL

Other Investors

Melissa M Drago
MARTIN LOPEZ
RYAN MICHAEL BROWN
ABHISHEK GUPTA
Xiaosheng Mei
Anastasia J Schmidt
BENJAMIN JAY LUNDQUIST
ALEXANDER KILIAN ECKERT

Other Offices

CHARLES SCHWAB & CO., INC. · Sunnyvale, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sunnyvale, CA
LPL FINANCIAL LLC · SUNNYVALE, CA
EDWARD JONES · SUNNYVALE, CA
STRATEGIC ADVISERS LLC · SUNNYVALE, CA
SV TECH VENTURES, INC. · SUNNYVALE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Sunnyvale, CA
U.S. BANCORP ADVISORS, LLC · Sunnyvale, CA

More in Sunnyvale, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor