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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-07 |
| WA | RA | APPROVED | 2024-08-07 |
Branch Locations
15130 Main Street Suite 200, Mill Creek, WA 98012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 11/2016 | 05/2022 |
| Unemployed | Tukwila | WA | 08/2016 | 11/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 05/2022 | 07/2024 |
| Bank Of America, N.A. | Seattle | WA | 06/2022 | 07/2024 |
| Raymond James Financial Services, Inc. | Mill Creek | WA | 08/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Mill Creek | WA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-30 |
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