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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-08-05
OK RA APPROVED 2020-03-30
TX RA APPROVED 2019-10-31
WA RA APPROVED 2014-09-03
  • DC RA
    APPROVED
    Since 2024-08-05
  • OK RA
    APPROVED
    Since 2020-03-30
  • TX RA
    APPROVED
    Since 2019-10-31
  • WA RA
    APPROVED
    Since 2014-09-03

Branch Locations

15117 Main St Ste 206, Mill Creek, WA 98012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Mill Creek WA 07/2007 Present
Thrivent Financial Appleton WI 02/2014 Present
Other Businesses

GOOD SHEPHERD LUTHERAN CHURCH POSITION: Member Church Council - Church Vice President NATURE: Good ShepherdLutheran Church is a ELCA affiliated congregation located in Snohomish, WA. Itspurpose is to provide the local community ability to worship, aid the community, and create fellowship among its members. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/28/2024 ADDRESS: 5511 64th St SE, Snohomish WA 98290, United States DESCRIPTION: Take part in church council meetings with occasional voting responsibilities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-02
S63 Uniform Securities Agent State Law Examination 2004-01-08
  • S65 Uniform Investment Adviser Law Examination
    2014-09-02
  • S63 Uniform Securities Agent State Law Examination
    2004-01-08

View on SEC IAPD

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