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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-04-29
  • MO RA
    APPROVED
    Since 2022-04-29

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 04/2022
Abm Federal Sales Inc Chesterfield MO 09/2016 11/2016
Unemployed St. Louis MO 05/2016 09/2016
Stifel Financial Corp St. Louis MO 04/2022 Present
  • 11/2016 → 04/2022
    St. Louis, MO
  • 09/2016 → 11/2016
    Abm Federal Sales Inc
    Chesterfield, MO
  • 05/2016 → 09/2016
    Unemployed
    St. Louis, MO
  • 04/2022 → Present
    Stifel Financial Corp
    St. Louis, MO
Previous Registrations
Other Businesses

1. CFA Society St. Louis; St. Louis, Missouri 63109; A global, nonprofit member organization of financial analysts, portfolio managers, and other investment professionals; Communications Committee Director; Write notes on the activities of the group for leadership review and occasional publication; 03/01/2021; 3 Hours per Month; Not During Securities Trading Hours; Investment Related. 2. Southampton Neighborhood Association; 5605 Delor Street Saint Louis, MO 63109; Neighborhood association. Facilitates neighborhood events and advocate for community health, property values, and safety.; President; Act as an incorporating person (whose name is on the pertinent documents and bank accounts). Facilitate monthly board meetings and bimonthly general meetings. Appoints volunteer committee heads. Monitor the president@southamptonstl.org email address and respond to inquiries. Write and send letters on behalf of the neighborhood association about neighborhood association positions that are established through the vote of the board or general membership. Represent the neighborhood association professionally and act with patience and ethical integrity.; 05/13/2026; 3 hours/month; Not during securities trading hours; Not investment related 3. CFA Society St. Louis; St. Louis, MO 63109; a global, nonprofit member organization of financial analysts, portfolio managers, and other investment professionals.; Vice President; Chair the program committee responsible for planning and running the society's events. Participate in authoring society publications. Represent the society on its social media accounts. Act as a member of the board as defined by the CFA St. Louis Handbook Bylaws and reflect the value of the CFA charter with integrity.; 06/15/2026; 2 hours/week; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-09
  • S66 Uniform Combined State Law Examination
    2017-08-09
Designations

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