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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2022-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | 04/2022 |
| Abm Federal Sales Inc | Chesterfield | MO | 09/2016 | 11/2016 |
| Unemployed | St. Louis | MO | 05/2016 | 09/2016 |
| Stifel Financial Corp | St. Louis | MO | 04/2022 | Present |
1. CFA Society St. Louis; St. Louis, Missouri 63109; A global, nonprofit member organization of financial analysts, portfolio managers, and other investment professionals; Communications Committee Director; Write notes on the activities of the group for leadership review and occasional publication; 03/01/2021; 3 Hours per Month; Not During Securities Trading Hours; Investment Related. 2. Southampton Neighborhood Association; 5605 Delor Street Saint Louis, MO 63109; Neighborhood association. Facilitates neighborhood events and advocate for community health, property values, and safety.; President; Act as an incorporating person (whose name is on the pertinent documents and bank accounts). Facilitate monthly board meetings and bimonthly general meetings. Appoints volunteer committee heads. Monitor the president@southamptonstl.org email address and respond to inquiries. Write and send letters on behalf of the neighborhood association about neighborhood association positions that are established through the vote of the board or general membership. Represent the neighborhood association professionally and act with patience and ethical integrity.; 05/13/2026; 3 hours/month; Not during securities trading hours; Not investment related 3. CFA Society St. Louis; St. Louis, MO 63109; a global, nonprofit member organization of financial analysts, portfolio managers, and other investment professionals.; Vice President; Chair the program committee responsible for planning and running the society's events. Participate in authoring society publications. Represent the society on its social media accounts. Act as a member of the board as defined by the CFA St. Louis Handbook Bylaws and reflect the value of the CFA charter with integrity.; 06/15/2026; 2 hours/week; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-09 |
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