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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-24
  • NY RA
    APPROVED
    Since 2021-06-24

Branch Locations

4476 Main Street, Amherst, NY 14226 • United States

Orchard Park, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Carolina Furniture Orchard Park NY 09/1995 07/2017
Thrivent Investment Management Inc Orchard Park NY 01/2017 Present
Thrivent Financial Appleton WI 12/2017 02/2018
Thrivent Financial Appleton WI 02/2018 Present
  • 09/1995 → 07/2017
    Carolina Furniture
    Orchard Park, NY
  • 01/2017 → Present
    Orchard Park, NY
  • 12/2017 → 02/2018
    Thrivent Financial
    Appleton, WI
  • 02/2018 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

DALE E BIELICKI POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 46 Larned Lane, Orchard Park NY 14127, United States DESCRIPTION: None, unless structural repairs are required. Those will be contracted out after obtaining bids. RENTAL PROPERTY POSITION: property owner NATURE: purchase a property for rental as part of a long term retirement plan INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2024 ADDRESS: 63 Michele, Depew NY 14043, United States DESCRIPTION: Landlord

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-12-04
S63 Uniform Securities Agent State Law Examination 2017-11-16
  • S65 Uniform Investment Adviser Law Examination
    2017-12-04
  • S63 Uniform Securities Agent State Law Examination
    2017-11-16

View on SEC IAPD

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