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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-02 |
| CA | RA | APPROVED | 2020-07-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 11/2016 | Present |
| Starbucks | Tucson | AZ | 08/2010 | 10/2016 |
| Tucson Unified School District / Sabino High School | Tucson | AZ | 02/2011 | 11/2016 |
| Charles Schwab Bank | Phoenix | AZ | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-10 |
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