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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-09
CA RA APPROVED 2022-06-17
  • TX RA
    APPROVED
    Since 2024-02-09
  • CA RA
    APPROVED
    Since 2022-06-17

Branch Locations

5339 Elkhorn Blvd, Sacramento, CA 95842 • United States

1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States

8477 Auburn Blvd, Citrus Heights, CA 95610 • United States

5051 Auburn Blvd Ste E, Sacramento, CA 95841 • United States

7847 Lichen Dr, Citrus Heights, CA 95621 • United States

4001 Woodcreek Oaks Blvd Ste 110, Roseville, CA 95747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2016 08/2017
Best Buy Boston MA 10/2003 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 11/2017 06/2022
Bank Of America, N.A. Modesto CA 11/2017 06/2022
Wells Fargo Clearing Services, Llc Roseville CA 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-25
  • S66 Uniform Combined State Law Examination
    2017-02-25
Designations

View on SEC IAPD

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