Dwayne E Vick

Current Employers

Employment History

• 11/2013 → 11/2019
  Guardian Life Insurance Co
  Brentwood, TN
• 05/2014 → 11/2019
  Park Avenue Securities Llc
  Brentwood, TN
• 11/2019 → Present
  Hornor Townsend & Kent Llc
  Horsham, PA
• 11/2019 → Present
  Penn Mutual Life Insurance Company
  Horsham, PA

Previous Registrations

• 2015-02-27 → 2019-11-04
  Park Avenue Securities Llc
  Brentwood, TN

Other Businesses

1)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847FINANCIAL | POSITION HELD: AGENT | ADDRESS: 9020 OVERLOOK CIRCLE SUITE 300, BRENTWOOD, TN 37027 | START DATE: 11/6/2019 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: OVER 140 HRS | DESCRIPTION OF DUTIES: LIFE INSURANCE SALES AND SERVICES FOR THE PENN MUTUAL LIFE INSURANCE COMPANY. ASSIST PRODUCERS OF REGION WITH PLACING TRADITIONAL LIFE (FIXED AND VARIABLE); AND VARIABLE & FIXED ANNUITIES OFFERED THRU THE PENN MUTUAL INSURANCE COMPANY. ADVISORS PROVIDE CLIENTS FINANCIAL PLANNING SERVICES AND OTHER INVESTMENT ADVISORY SERVICES AND INVESTMENT PRODUCTS THROUGH HORNOR, TOWNSEND & KENT, LLC, A REGISTERED INVESTMENT ADVISOR AND FINRA MEMBER FIRM. 2)RETAIL SALES / PART TIME | INVESTMENT RELATED: NO | DBA NAME: PETER MILLAR CLOTHING STORE | POSITION HELD: EMPLOYEE | ADDRESS: 201 FRANKLIN RD, #150, BRENTWOOD, TN 37027 | START DATE: 8/4/2018 | NATURE OF ACTIVITY: RETAIL SALES | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PART TIME EMPLOYMENT SALES OF LUXURY MEN'S CLOTHING. 3)INSURANCE BROKERAGE POSITION: AGENT NATURE: LIFE INSURANCE BROKERAGE INVESTMENT RELATED: NO NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/20/2023 ADDRESS: 9020 OVERLOOK CIRCLE SUITE 300, BRENTWOOD, TN 37027, UNITED STATES; DESCRIPTION: SELLING LIFE INSURANCE TO CLIENTS WHO HAVE RECENTLY CLOSED ON A MORTGAGE WITH CHURCHILL MORTGAGE COMPANY. PROVIDE ADDITIONAL FINANCIAL ADVICE AS REQUIRED OR REQUESTED. LEADS WILL BE PROVIDED BY CHURCHILL INSURANCE AGENCY. 4)LEGACYLOCK, LLC | POSITION: LICENSEE | NATURE: I AM A REGISTERED LICENSEE OF LEGACYLOCK, LLC PROVIDING THE SALE OF ESTATE DOCUMENT SOFTWARE TO THE END USER | INVESTMENT RELATED: NO | NUMBER OF HOURS: 2 | SECURITIES TRADING HOURS: 2 | START DATE: 08/11/2026 | ADDRESS: 9020 OVERLOOK BLVD., #300, BRENTWOOD TN 37027 | DESCRIPTION: I AM A REGISTERED LICENSEE OF LEGACYLOCK, LLC PROVIDING THE SALE OF ESTATE DOCUMENT SOFTWARE TO THE END USER. I RECEIVE A FEE FOR SELLING THE SOFTWARE TO THE END USER. THIS SOFTWARE WILL BE SOLD SEPARATE OF ANY HTK SERVICES AND PLANNING FEES.

Exams

• S66 Uniform Combined State Law Examination
  2014-11-30
• S63 Uniform Securities Agent State Law Examination
  1999-01-13

Other Names

• Dwayne Vick
• Dwayne Everette Vick