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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Omaha | NE | 11/2016 | 12/2022 |
| Us Data Corporation | Omaha | NE | 02/2016 | 10/2016 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 09/2018 | 12/2022 |
| Charles Schwab & Co., Inc. | Omaha | NE | 01/2022 | Present |
| Charles Schwab Bank, Ssb | Omaha | NE | 07/2022 | Present |
| Charles Schwab And Co., Inc. | Omaha | NE | 12/2022 | Present |
Name of Outside Business:Premier Sports Officials Association; Investment Related:No; Address of Outside Business:Omaha, Nebraska; Nature of Outside Business:Other; Position:Umpire; Start Date:4/1/2017; Hours per month: 10-20; Hours per month during securities trading hours: No; Description of Duties: Umpire baseball
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-30 |
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