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Richard Wenzel

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Chicago, IL

Wells Fargo Clearing Services, LLC

Chicago, IL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-08-04
  • IL RA
    APPROVED
    Since 2026-08-04

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

30 S Wacker Dr Ste 4000, Chicago, IL 60606 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-11-03
  • IL RA
    APPROVED
    Since 2023-11-03

Branch Locations

30 S Wacker Dr Ste 3900 [Support Center], Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Lombard IL 11/2016 06/2020
Depaul University Chicago IL 01/2016 05/2023
Depaul University Chicago IL 08/2011 05/2023
Lbmz Securities, Inc. Chicago IL 04/2021 05/2023
Wells Fargo Clearing Services, Llc Chicago IL 05/2023 Present
Wells Fargo Advisors Financial Network Chicago IL 08/2026 Present
  • 11/2016 → 06/2020
    Lincoln Investment
    Lombard, IL
  • 01/2016 → 05/2023
    Depaul University
    Chicago, IL
  • 08/2011 → 05/2023
    Depaul University
    Chicago, IL
  • 04/2021 → 05/2023
    Lbmz Securities, Inc.
    Chicago, IL
  • 05/2023 → Present
    Wells Fargo Clearing Services, Llc
    Chicago, IL
  • 08/2026 → Present
    Wells Fargo Advisors Financial Network
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-03
S65 Uniform Investment Adviser Law Examination 2017-11-06
S63 Uniform Securities Agent State Law Examination 2017-10-03
  • S66 Uniform Combined State Law Examination
    2023-11-03
  • S65 Uniform Investment Adviser Law Examination
    2017-11-06
  • S63 Uniform Securities Agent State Law Examination
    2017-10-03
Other Names
  • Richard Wenzel
  • Richard Francis Wenzel
  • Richard F Wenzel

View on SEC IAPD

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