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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-10 |
| NJ | RA | APPROVED | 2017-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Equity Assets | Sea Girt | NJ | 09/2015 | 11/2016 |
| Massachusetts Mutual Life Insurance Company | Iselin | NJ | 11/2016 | 05/2017 |
| Msi Financial Services | Iselin | NJ | 11/2016 | 05/2017 |
| Mml Investors Services, Llc | Iselin | NJ | 03/2017 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Toms River | NJ | 05/2017 | Present |
| Bank Of America, N.A. | Toms River | NJ | 08/2017 | Present |
I*129468 For profit or not for profit: For-Profit Organization Name of outside business organization: Roosters Roundup LLC Investment related: N Address of business: Jackson, New Jersey 8527 Nature of business: LLC, Position, title, association: Part-Time, Start date of relationship: 2/17/2020 Number of hours devoted: 40 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Maintenance man. Responsibilities will be fixing and Maintaining the grounds of the Day care, Light fixtures, desks chairs. fence play ground equipment to be sure all is updated and in working order.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-13 |
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