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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-05 |
| CA | RA | APPROVED | 2020-08-11 |
Branch Locations
20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | San Francisco | CA | 12/2017 | 08/2020 |
| Ctc Chinese Translation/Travel And Consulting | Salt Lake City | UT | 05/2017 | 12/2017 |
| Solomon Page Group | New York | NY | 10/2016 | 04/2017 |
| Morgan Stanley Smith Barney Llc | Cupertino | CA | 08/2020 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 07/2021 | Present |
*412031- Investment properties in Salt Lake City, UT; Investment related - Yes; Salt Lake City, UT; Real Estate; Shareholder (proprietor, partner, officer, director, employee, trustee, agent); 09/2018; During business hours: 0; After business hours: 0; Passive investor *442945 - Airstay Management; Investment related - Yes; Foster City, California; Property Rental; Lender (proprietor, partner, officer, director, employee, trustee, agent); 06/2021; During business hours: 0; After business hours: 0; *462860 : Rental Propoerty; Investment related : Yes; Raleigh; North Carolina; Rental Propoerty; Owner of the property(proprietor, partner, officer, director, employee, trustee, agent);11/2021; During business hours: 0; After business hours: 0; *552257 - L&R Real Estate Investment and Management LLC; Investment related: Yes; Foster City, California; Real Estate, Rental Property; Other (proprietor, partner, officer, director, employee, trustee, agent); 05/2023; During business hours: 0; After business hours: 0; I will not engage in any business or operations of the entity; the business will be owned and run by my spouse.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-14 |
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