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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-10-20
  • OH RA
    APPROVED
    Since 2021-10-20

Branch Locations

303 Broadway 16Th Floor, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Southern Life Cincinnati OH 06/2015 10/2016
Western Southern Life Cincinnati OH 10/2016 Present
W&S Brokerage Services Cincinnati OH 11/2016 Present
  • 06/2015 → 10/2016
    Western Southern Life
    Cincinnati, OH
  • 10/2016 → Present
    Western Southern Life
    Cincinnati, OH
  • 11/2016 → Present
    W&S Brokerage Services
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-06-07
  • S63 Uniform Securities Agent State Law Examination
    2017-06-07
Other Names
  • Mary Beth Peyton

View on SEC IAPD

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