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Emma Lacey Harper

Sage Advisory Services Ltd Co

Austin, TX

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Current Employers
Sage Advisory Services Ltd Co

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-05
  • TX RA
    APPROVED
    Since 2018-10-05

Branch Locations

5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Dallas TX 08/2016 05/2018
Goldman Sachs Dallas TX 06/2017 08/2017
Tolleson Wealth Management Dallas TX 03/2018 05/2018
Sage Advisory Services, Ltd Co. Austin TX 06/2018 Present
  • 08/2016 → 05/2018
    Student
    Dallas, TX
  • 06/2017 → 08/2017
    Goldman Sachs
    Dallas, TX
  • 03/2018 → 05/2018
    Tolleson Wealth Management
    Dallas, TX
  • 06/2018 → Present
    Sage Advisory Services, Ltd Co.
    Austin, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-05
  • S65 Uniform Investment Adviser Law Examination
    2018-10-05
Other Names
  • Emma Lacey Smith
  • Emma Smith

View on SEC IAPD

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ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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