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Stephanie Helen Spies

Modera Wealth Management, LLC

New Providence, NJ

Westwood, NJ

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Current Employers
Modera Wealth Management, Llc

56 Jefferson Avenue, Westwood, NJ 07675 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-04-23
  • NJ RA
    APPROVED
    Since 2019-04-23

Branch Locations

139 South Street Suite 204, New Providence, NJ 07974 • United States

56 Jefferson Avenue, Westwood, NJ 07675 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cohnreznick Llp Roseland NJ 06/2016 10/2016
Ela Financial Group Wyckoff NJ 10/2016 12/2016
Modera Wealth Management, Llc Westwood NJ 01/2017 01/2021
Modera Wealth Management, Llc Westwood NJ 01/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-18
  • S65 Uniform Investment Adviser Law Examination
    2019-03-18
Designations

View on SEC IAPD

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