Joseph Frederick Falbo

Current Employers

Employment History

• 08/2012 → 11/2017
  National Planning Corporation
  Murray Hill, NJ
• 11/2017 → Present
  Lpl Financial Llc
  Murray Hill, NJ

Previous Registrations

• 2012-08-29 → 2017-12-05
  National Planning Corporation
  Manahawkin, NJ
  Murray Hill, NJ
  Staten Island, NY
  Los Angeles, CA
• 2009-06-29 → 2012-08-31
  Cetera Investment Advisers Llc
  Murray Hill, NJ
  Jersey City, NJ
  Scotch Plains, NJ
• 2002-11-15 → 2009-06-30
  Wells Fargo Clearing Services, Llc
  Summit, NJ
  Springfield, NJ
  Summit, NJ
  Short Hills, NJ
  Oakhurst, NJ

Other Businesses

1. 11/29/2017 - TAJ Realty LLC - Not Investment Related - 70 Floral Ave Murray Hill, NJ 07974 - Real Estate Rental - Partner of real estate rental - Start Date 03/30/2016 - 2 Hours Per Month - 1% Time Spent - TAJ Realty LLC - Scotch Plains, NJ. 2. 11/29/2017 - Falbo Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - President/Financial Services - Start Date 09/01/2009 - 160 Hours Per Month / 160 Hours During Trading - 100% Time Spent 3. 01/04/2018 - No Business Name- Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 12/01/2017 - 12 Hours Per Month/1 During Securities Trading. 4. 09/23/2019 - Falbo Retirement - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/19/2019 - 5 hrs/mo - 1 hr during trading. 5. 11/01/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:12/01/2017 - 4 hrs/mo - 1 hr during trading. 6. 12/15/2022 - Lotus Financial Group - Investment Related Business Location(s) - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/01/2022 - 1 Hours Per Month/1 Hours During Securities Trading 7. 03/24/2026 - Long Shot Productions, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - East Hanover, NJ - Start Date 03/17/2026 - 0 hours per month/ during trading 8. 06/11/2026 - Falbo Wealth Management Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2026 - 150 hours per month/ 100 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-01
• S63 Uniform Securities Agent State Law Examination
  1996-01-19

Designations

Other Names

• Joseph Frederick Falbo
• Joseph Frederick Falbo