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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
NY RA APPROVED 2021-05-11
TX RA APPROVED_RES 2021-03-10
NJ RA APPROVED 2012-01-06
  • CA RA
    APPROVED
    Since 2025-01-01
  • NY RA
    APPROVED
    Since 2021-05-11
  • TX RA
    APPROVED_RES
    Since 2021-03-10
  • NJ RA
    APPROVED
    Since 2012-01-06

Branch Locations

571 Central Ave Suite 111, New Providence, NJ 07974 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg New Providence NJ 08/2002 Present
Health Insurance El Segundo CA 09/2007 Present
Team Transformation, Inc. El Segundo CA 06/2007 Present
I Work 4U, Entertainment, Inc. Los Angeles CA 11/2008 Present
Transamerica Financial Advisors, Inc New Providence NJ 01/2012 Present
Inheritguard, Llc. Sheridan WY 05/2026 Present
  • 08/2002 → Present
    Wfg
    New Providence, NJ
  • 09/2007 → Present
    Health Insurance
    El Segundo, CA
  • 06/2007 → Present
    Team Transformation, Inc.
    El Segundo, CA
  • 11/2008 → Present
    I Work 4U, Entertainment, Inc.
    Los Angeles, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    New Providence, NJ
  • 05/2026 → Present
    Inheritguard, Llc.
    Sheridan, WY
Previous Registrations
  • 2008-03-31 → 2012-01-06
    Investment Advisors International, Inc.
    El Segundo, CA
    Agoura Hills, CA
    Agoura Hills, CA
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. I WORK 4U, ENTERTAINMENT, INC./NO/LOS ANGELES, CA/ ENTERTAINMENT/COMEDY WORK IN COMEDY CLUBS DURING NON BUSIENSS HOURS HEALTH INSURANCE /NO/EL SEGUNDO, CA/AGENT 9/2007 / HELP CLIENTS CHOSE HEALTH INSURANCE BEST SUITED FOR THEIR NEEDS OUTSIDE OF OF BUSINESS HOURS TEAM TRANSFORMATION, INC/NO/EL SEGUNDO, CA/PRESIDENT 6/27/2007 - A CORPORATION WITH ONE OFFICE FOR THE PURPOSE OF MANAGING DAY TO DAY BUSINESS RELATED EXPENSES AND TRAINING INHERITGUARD, LLC. POSITION: Client Support Representative NATURE: PROVIDING BUNDLED PROFESSIONAL SERVICES WITH EMPHASIS ON ESTATE PLANNING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2026 ADDRESS: 30 N. GOULD STREET, STE 41954, SHERIDAN WY 82801, United States DESCRIPTION: CLIENT COMMUNICATIONS, FOLLOW UP WITH CLIENT ISSUES, PROVIDE EDUCATION ON ESTATE PLANNING ISSUES, SCHEDULE APPOINTMENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-11
S63 Uniform Securities Agent State Law Examination 2002-12-02
  • S65 Uniform Investment Adviser Law Examination
    2007-10-11
  • S63 Uniform Securities Agent State Law Examination
    2002-12-02

View on SEC IAPD

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