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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-04 |
| MN | RA | APPROVED | 2017-12-06 |
Branch Locations
912 4Th Ave, Windom, MN 56101 • United States
Windom, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Windom | MN | 10/2016 | 03/2020 |
| Vannorman Investigations | Windom | MN | 06/2014 | 10/2016 |
| Ameriprise Financial Services, Llc | Windom | MN | 03/2020 | Present |
Board of Directors; Windom Area Development Corporation; President; 303 9th St, , Windom, MN, 56101; Not Investment-Related; 11/07/2019; 1 to 9 hours per month; 1 to 9 during trading hours / Windom Area Chamber of Commerce; President; 903 9th St, , Windom, MN, 56101; Not Investment-Related; 11/05/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; LFP Consulting; Advisor - Advisor; Entity for payroll and benefits; 125 Buckskin Ave, Suite 200, Bismarck, ND, 58503; Not Investment-Related; 08/21/2019; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-30 |
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