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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-01-12
TX RA APPROVED 2026-01-12
  • MN RA
    APPROVED
    Since 2026-01-12
  • TX RA
    APPROVED
    Since 2026-01-12

Branch Locations

225 S Minnesota Avenue, Sioux Falls, SD 57104 • United States

245 9Th Street, Windom, MN 56101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Windom MN 02/2007 02/2018
Lpl Financial Llc Windom MN 02/2018 01/2026
Raymond James Financial Services Inc. Windom MN 01/2026 Present
Raymond James Financial Services Advisors Inc. Windom MN 01/2026 Present
Midwest Bank Windom MN 01/2007 Present
Previous Registrations
  • 2018-02-14 → 2026-01-13
    Sioux Falls, SD
    Windom, MN
    Westbrook, MN
    Jackson, MN
    Westbrook, MN
  • 2007-02-02 → 2018-02-14
    Sii Investments, Inc.
    Westbrook, MN
    Jackson, MN
    Windom, MN
    Sioux Falls, SD
    Appleton, WI
Other Businesses

(1)Name of Business: Bank Midwest Insurance Agency Address: 245 9th St , Windom, MN, 56101-1642, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/30/2007 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Sale of Fixed Insurance Products, Licensed Insurance Agent. (2)Name of Business: Midwest Wealth Group Address: 245 9th St, Windom, MN, 56101-1642, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/30/2007 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Midwest Wealth group is our DBA (3)Name of Business: Windom Area Youth Hockey Association, Inc. Address: 245 9th St, Windom, MN, 56101-1642, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 04/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Treasurer involved with preparing board reports, paying board approved bills and reconciling bank accounts.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-04-26
  • S63 Uniform Securities Agent State Law Examination
    2001-04-26
Designations

View on SEC IAPD

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