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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-12 |
| TX | RA | APPROVED | 2026-01-12 |
Branch Locations
225 S Minnesota Avenue, Sioux Falls, SD 57104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Windom | MN | 02/2007 | 02/2018 |
| Lpl Financial Llc | Windom | MN | 02/2018 | 01/2026 |
| Raymond James Financial Services Inc. | Windom | MN | 01/2026 | Present |
| Raymond James Financial Services Advisors Inc. | Windom | MN | 01/2026 | Present |
| Midwest Bank | Windom | MN | 01/2007 | Present |
(1)Name of Business: Bank Midwest Insurance Agency Address: 245 9th St , Windom, MN, 56101-1642, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 01/30/2007 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Sale of Fixed Insurance Products, Licensed Insurance Agent. (2)Name of Business: Midwest Wealth Group Address: 245 9th St, Windom, MN, 56101-1642, United States Activity Type: Support Company - Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/30/2007 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Midwest Wealth group is our DBA (3)Name of Business: Windom Area Youth Hockey Association, Inc. Address: 245 9th St, Windom, MN, 56101-1642, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 04/01/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Treasurer involved with preparing board reports, paying board approved bills and reconciling bank accounts.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-04-26 |
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