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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-05-29 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
1190 Nw Gilman Blvd, Issaquah, WA 98027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tom Douglas Restaurants | Seattle | WA | 04/2013 | 03/2020 |
| Innovex Environmental Management | Redmond | WA | 09/2014 | 10/2016 |
| Ameriprise Financial Services, Inc. | Marquette | MI | 11/2016 | 07/2020 |
| Ameriprise Financial Services, Llc | Bellevue | WA | 04/2021 | 05/2024 |
| Terra Plata | Seattle | WA | 04/2019 | 02/2020 |
| Ameriprise Financial Services, Inc. | Bellevue | WA | 08/2020 | 04/2021 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-23 |
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