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100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-11-01 |
| TX | RA | APPROVED | 2019-11-01 |
Branch Locations
100 Vanguard Blvd, Malvern, PA 19355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Randstad | Atlanta | GA | 10/2016 | 04/2017 |
| Randstad | Atlanta | GA | 04/2017 | 02/2018 |
| Movers Specialty Services | Montgomeryville | PA | 05/2014 | 10/2016 |
| The Vanguard Group, Inc. | Malvern | PA | 02/2018 | Present |
| Upstream Fly Guy, Llc | Phoenixville | PA | 03/2021 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: UPSTREAM FLY GUY LLC NON-INVESTMENT RELATED: ADDRESS: PHOENIXVILLE,PA NATURE OF BUSINESS: FLY FISHING POSITION: OWNER START DATE: 3/2021 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-05-30 |
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