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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-13 |
| MI | RA | APPROVED | 2019-02-13 |
Branch Locations
32305 Grand River Ave, Farmington, MI 48336 • United States
33 Bloomfield Hills Pkwy Ste 280, Bloomfield Hills, MI 48304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Erie Construction | Grand Rapids | MI | 08/2016 | 10/2016 |
| New York Life Insurance Company | Grand Rapids | MI | 10/2016 | 05/2018 |
| Nylife Securities Llc | Grand Rapids | MI | 11/2016 | 05/2018 |
| Lpl Financial Llc | Bloomfield Hills | MI | 07/2018 | Present |
1. 10/18/2019 - Michigan Retirement Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/17/2019 - 200 Hours Per Month/40 Hours During Securities Trading. 2. 12/30/2019 - Michigan 401k Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/30/2019 - 200 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-20 |
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