Allison Rose Osgood

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2016 → 10/2017
  Securities America, Inc.
  Salt Lake City, UT
• 08/2016 → 10/2017
  Smedley Financial Services
  Salt Lake City, UT
• 11/2017 → 04/2024
  U.S. Bancorp Investments, Inc.
  Salt Lake City, UT
• 05/2024 → Present
  Lpl Financial Llc
  Salt Lake City, UT
• 05/2024 → Present
  Zions Bank
  Salt Lake City, UT

Previous Registrations

• 2023-12-11 → 2024-04-24
  U.S. Bancorp Advisors, Llc
  Glendale, CA
  Salt Lake City, UT
• 2017-11-20 → 2024-04-24
  U.S. Bancorp Investments, Inc.
  Minneapolis, MN
  Salt Lake City, UT
• 2017-04-26 → 2017-10-23
  Smedley Financial Services Inc
  Salt Lake City, UT

Other Businesses

1) 05/06/2024 - Zion Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams

• S66 Uniform Combined State Law Examination
  2016-12-22

Other Names

• Allison Rose Larsen
• Alli Osgood