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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-06-29 |
Branch Locations
4408 Forest Dr Suite 2001, Columbia, SC 29206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Michael Oana Retirement Planning Specialist | Columbia | SC | 10/2016 | 01/2021 |
| Lendup | Richmond | VA | 11/2015 | 09/2016 |
| Unemployed | Midlothian | VA | 09/2016 | 10/2016 |
| Summit Brokerage Services, Inc. | Columbia | SC | 10/2016 | 09/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Michael Oana Retirement Planning Specialist ; | Columbia | SC | 01/2021 | Present |
| Summit Financial Group Inc | Columbia | SC | 01/2019 | 05/2021 |
| Brisk Maids | Columbia | SC | 04/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1) NAME OF OTHER BUSINESS: MICHAEL OANA RETIREMENT PLANNING SPECIALIST ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: BRISK MAIDS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CLEANING COMPANY; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MANAGING OPERATIONS, BUILDING CUSTOMER BASE, HIRING EMPLOYEES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-05 |
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