Best Investors Account Sign in

Benjamin Michael Yglesias

Cetera Investment Advisers LLC

Columbia, SC

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-06-29
  • SC RA
    APPROVED
    Since 2023-06-29

Branch Locations

4408 Forest Dr Suite 2001, Columbia, SC 29206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michael Oana Retirement Planning Specialist Columbia SC 10/2016 01/2021
Lendup Richmond VA 11/2015 09/2016
Unemployed Midlothian VA 09/2016 10/2016
Summit Brokerage Services, Inc. Columbia SC 10/2016 09/2019
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Michael Oana Retirement Planning Specialist ; Columbia SC 01/2021 Present
Summit Financial Group Inc Columbia SC 01/2019 05/2021
Brisk Maids Columbia SC 04/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 10/2016 → 01/2021
    Michael Oana Retirement Planning Specialist
    Columbia, SC
  • 11/2015 → 09/2016
    Lendup
    Richmond, VA
  • 09/2016 → 10/2016
    Unemployed
    Midlothian, VA
  • 10/2016 → 09/2019
    Summit Brokerage Services, Inc.
    Columbia, SC
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2021 → Present
    Michael Oana Retirement Planning Specialist ;
    Columbia, SC
  • 01/2019 → 05/2021
    Summit Financial Group Inc
    Columbia, SC
  • 04/2022 → Present
    Brisk Maids
    Columbia, SC
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-01-07 → 2021-05-20
    Summit Financial Group Inc
    Columbia, SC
Other Businesses

1) NAME OF OTHER BUSINESS: MICHAEL OANA RETIREMENT PLANNING SPECIALIST ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2021 ; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: BRISK MAIDS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CLEANING COMPANY; START DATE: 04/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MANAGING OPERATIONS, BUILDING CUSTOMER BASE, HIRING EMPLOYEES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-05
  • S66 Uniform Combined State Law Examination
    2019-08-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Columbia, SC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor