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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-28
TX RA APPROVED_RES 2022-03-28
  • CA RA
    APPROVED
    Since 2022-03-28
  • TX RA
    APPROVED_RES
    Since 2022-03-28

Branch Locations

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

San Jose, CA • United States

6004 La Madrona Drive, Santa Cruz, CA 95060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Jose CA 11/2016 01/2017
Ubs Financial Services Inc. San Jose CA 01/2017 03/2022
Min Sok Chon- Korean Bar And Resturant San Diego CA 08/2016 10/2016
Morgan Stanley San Jose CA 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-17
  • S66 Uniform Combined State Law Examination
    2018-09-17

View on SEC IAPD

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