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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-09
IN RA APPROVED 2024-07-24
MI RA APPROVED 2017-11-22
  • TX RA
    APPROVED_RES
    Since 2026-07-09
  • IN RA
    APPROVED
    Since 2024-07-24
  • MI RA
    APPROVED
    Since 2017-11-22

Branch Locations

7276 Jackman Rd, Temperance, MI 48182 • United States

Anderson, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2016 07/2017
Unemployed Toledo OH 07/2016 10/2016
Lpl Financial, Llc Temperance MI 11/2017 Present
Unemployed Toledo OH 07/2017 11/2017
  • 11/2016 → 07/2017
    St Louis, MO
  • 07/2016 → 10/2016
    Unemployed
    Toledo, OH
  • 11/2017 → Present
    Temperance, MI
  • 07/2017 → 11/2017
    Unemployed
    Toledo, OH
Previous Registrations
  • 2017-03-10 → 2017-07-21
    Toledo, OH
    St Louis, MO
    Lambertville, MI
Other Businesses

1) 2019-09-10 - Gleaner Life Insurance Society - Non-Variable Insurance - Y - at reported business location(s) - 2019-08-26 - 5hrs/mth - 1hrs/mth during trading 2) 2021-12-17 - Nowlin & Associates - Non-Variable Insurance - Y - at reported business location(s) - 2021-12-14 - 1hrs/mth - 1hrs/mth during trading 3) 2022-09-23 - Superior Properties USA, LLC - Real Estate Rental - Y - 2431 Oak Grove Place Toledo, OH 43613 - 2022-09-09 - 10hrs/mth - 2hrs/mth during trading 4) 2023-11-01 - Emmanuel Christian School - Outside/W-2 Employment - N - Emmanuel Christian School 4607 W. Laskey Road Toledo, OH 43623 - 2023-10-19 - 7hrs/mth - 6hrs/mth during trading 5) 2026-05-11 - LPL Financial - Non-Variable Insurance - Y - at reported business location(s) - 2026-04-30 - 10hrs/mth - 1hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-09
  • S66 Uniform Combined State Law Examination
    2017-01-09

View on SEC IAPD

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