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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-24 |
| MI | RA | APPROVED | 2010-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Temperance | MI | 10/2010 | Present |
1. 12/20/2012 - No Business Name - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - INSURANCE - TIME SPENT 10%. 2. 1/22/2014 - The Integrity Company LLC - Investment Related - Business Entity For Tax/Investment Purposes Only - For Accounting Purposes Only. 3. 12/12/2016 - BCA Insurance Group - Investment Related - At Reported Business Location(s) - Property and Casualty - Start 01/01/2017 - 4 Hours Per Month/0 Hours During Securities Trading. 4. 9/24/2018 - No Business Name - Investment Related - Temperance, Michigan 48182 - Real Estate Rental - Started 04/01/2018 - 2 Hours Per Month/0 Hours During Securities Trading. 5. 8/24/2020 - Aspire Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/01/2020 - 160 Hours Per Month During Securities Trading. 6. 11/9/2021 - Aspire Tax & Accounting - DBA: Aspire Wealth Advisors - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 01/01/2020 - 5 Hours Per Month/0 Hours During Securities Trading - Tax preparation.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-02 |
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