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Equitable Advisors, LLC CRD 6627
$42.5B regulatory AUM 171,648 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-01-30 |
| CO | RA | APPROVED | 2024-01-16 |
| TX | RA | APPROVED | 2017-07-05 |
Branch Locations
5613 Dtc Parkway Suite 600, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Grant Thornton | Houston | TX | 09/2014 | 11/2016 |
| Axa Advisors, Llc | New York | NY | 12/2016 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 12/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-12 |
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