Best Investors Account Sign in

Arsenio Henry Borges

Ubs Financial Services Inc.

Providence, RI

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-05
TX RA APPROVED_RES 2025-06-05
RI RA APPROVED 2021-05-17
  • FL RA
    APPROVED
    Since 2025-06-05
  • TX RA
    APPROVED_RES
    Since 2025-06-05
  • RI RA
    APPROVED
    Since 2021-05-17

Branch Locations

500 Exchange Street Suite 1210, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Providence RI 06/2018 Present
Baycoast Bank Swansea MA 05/2016 06/2018
Stop And Shop Fall River MA 08/2013 09/2016
Ubs Financial Services Inc. Providence RI 11/2016 11/2017
Umass Dartmouth Dartmouth MA 09/2014 06/2018
  • 06/2018 → Present
    Ubs Financial Services Inc.
    Providence, RI
  • 05/2016 → 06/2018
    Baycoast Bank
    Swansea, MA
  • 08/2013 → 09/2016
    Stop And Shop
    Fall River, MA
  • 11/2016 → 11/2017
    Ubs Financial Services Inc.
    Providence, RI
  • 09/2014 → 06/2018
    Umass Dartmouth
    Dartmouth, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-17
  • S66 Uniform Combined State Law Examination
    2021-05-17
Designations

View on SEC IAPD

Other Firms

PARSONS CAPITAL MANAGEMENT INC
ERNST & YOUNG INVESTMENT ADVISERS LLP
BLUE FIN CAPITAL, INC.
WASHINGTON TRUST ADVISORS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BARRETT & COMPANY
WELLTH ADVISORY SERVICES, LLC
WEYBOSSET RESEARCH & MANAGEMENT, LLC

Other Investors

JOHN HENRY MULLEN
ANDREW E. SNAPE
GREGORY JOSEPH LAVINE
JOHN BOND TREVOR
JOAN MARIE CAINE
CHARLES BATEMAN PARSONS
EDWIN G FISCHER
STACEY LEA STERNBERG

Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
BARRETT & COMPANY · PROVIDENCE, RI

More in Providence, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor