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Julissa M Nunez Jaquez

Wells Fargo Clearing Services, LLC

Tampa, FL

Clearwater, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-29
FL RA APPROVED 2024-06-13
NY RA APPROVED 2024-04-22
  • TX RA
    APPROVED_RES
    Since 2025-01-29
  • FL RA
    APPROVED
    Since 2024-06-13
  • NY RA
    APPROVED
    Since 2024-04-22

Branch Locations

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

639 S Fort Harrison Ave, Clearwater, FL 33756 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Securities, Llc San Juan PR 10/2016 03/2019
Santander Bank, Na Boston MA 09/2015 07/2021
Santander Securities, Llc Dorchester MA 03/2019 07/2021
Citigroup New York NY 07/2021 04/2024
Wells Fargo Clearing Services, Llc Clearwater FL 04/2024 Present
Previous Registrations
  • 2021-07-30 → 2024-04-30
    Citigroup Global Markets Inc.
    Greenwich, CT
    Jackson Heights, NY
    Greenwich, CT
    Bay Shore, NY
    Jackson Heights, NY
  • 2019-05-28 → 2021-07-21
    Santander Securities Llc
    Woonsocket, RI
    Worcester, MA
    New York, NY
    Framingham, MA
    Scotch Plains, NJ
    Scotch Plains, NJ
    Framingham, MA
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    South Richmond Hill, NY
    Jackson Heights, NY
    Flushing, NY
    Brooklyn, NY
    Long Island City, NY
    Brooklyn, NY
    Long Island City, NY
    Astoria, NY
    Long Island City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-24
S63 Uniform Securities Agent State Law Examination 2016-12-03
  • S66 Uniform Combined State Law Examination
    2019-05-24
  • S63 Uniform Securities Agent State Law Examination
    2016-12-03
Other Names
  • Julissa Nunez
  • Julissa Minerva Nunez Jaquez
  • Julissa M Nunez

View on SEC IAPD

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