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Mark Duris

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Schaumburg, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-25
IL RA APPROVED 2017-01-23
  • TX RA
    APPROVED
    Since 2017-01-25
  • IL RA
    APPROVED
    Since 2017-01-23

Branch Locations

1805 E Golf Rd, Schaumburg, IL 60173 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 10/2016 Present
Campreward, Inc. Roselle IL 08/2014 Present
Tazza Coffee Roselle IL 12/2007 Present
Bank Of America, N.A. Rolling Meadows IL 06/2017 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-21
  • S66 Uniform Combined State Law Examination
    2017-01-21

View on SEC IAPD

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Other Offices

COX FINANCIAL GROUP, LTD. · SCHAUMBURG, IL
CETERA INVESTMENT ADVISERS LLC · SCHAUMBURG, IL
AMERIPRISE FINANCIAL SERVICES, LLC · Schaumburg, IL
WORLD EQUITY GROUP, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · Schaumburg, IL
BANKERS LIFE ADVISORY SERVICES, INC. · SCHAUMBURG, IL
MARINER INDEPENDENT · Schaumburg, IL
NAVARRO ASSET MANAGEMENT, LLC · SCHAUMBURG, IL

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