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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-28 |
| AZ | RA | APPROVED | 2025-04-04 |
| TX | RA | APPROVED | 2024-09-17 |
| CA | RA | APPROVED | 2023-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Usa N. A | Encino | CA | 08/2013 | 05/2017 |
| Mcdonald'S Restaurants Of Ca Inc | Glendale | CA | 12/2014 | 10/2016 |
| Hsbc Securities (Usa) Inc. | Encino | CA | 05/2017 | 10/2017 |
| Hsbc Bank Usa National Association | Encino | CA | 05/2017 | 10/2017 |
| Hsbc Bank Usa, National Association | Beverly Hills | CA | 10/2017 | Present |
| Hsbc Securities Usa, Inc. | Beverly Hills | CA | 10/2017 | Present |
the name of the other business-IHSS whether the business is investment-related-no the address of the other business-3307 N Glenoaks Blvd, Burbank, CA, 91504 the nature of the other business-Caregiver- helping my mother with activities of daily living your position-Caregiver title, or relationship with the other business-Caregiver the start date of your relationship-12/07/2022 the approximate number of hours/month you devote to the other business-30 hours monthly the number of hours you devote to the other business during securities trading hours- n/a and briefly describe your duties relating to the other business - I am a caregiver for my mother. I help her with her daily living duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-28 |
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