Mitch Herold

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 09/2016
  Wurzel Agency
  Oviedo, FL
• 10/2016 → 09/2019
  Frezza Tax And Financial Svcs/Asset Architects, Inc/Ati Professi
  Oviedo, FL
• 09/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rockledge, FL
• 06/2015 → 10/2016
  Wykenn Llc
  Oviedo, FL
• 10/2019 → Present
  Bank Of America, N.A.
  Rockledge, FL

Previous Registrations

• 2016-11-03 → 2019-09-20
  Advanced Tax & Investments, Inc.
  Orlando, FL

Other Businesses

I*: 3019273 Entity Type: Fiduciary role Name of OBA: The H. Family Trust Address: Titusville, FL 32820 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 10/17/2025 Number of Hours: 2 hrs annually Number of Hours during trading: 0 Duties: Co-Trustee/ Parents

Exams

• S66 Uniform Combined State Law Examination
  2019-12-23
• S65 Uniform Investment Adviser Law Examination
  2016-09-29

Other Names

• Mitchell Todd Herold