Stephen C Houser

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → 08/2017
  Fpt Services, Inc.
  Rockledge, FL
• 06/2004 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 07/2004 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 12/1999 → 08/2017
  Dhsh Financial Services, Inc
  Rockledge, FL
• 09/2017 → Present
  Dhsh Financial Services, Inc Dba Houser Financial Group
  Rockledge, FL

Previous Registrations

• 1999-01-01 → 2004-09-30
  Genworth Financial Planning Corporation
  Cocoa, FL

Other Businesses

1) NAME OF OTHER BUSINESS: DHSH FINANCIAL SERVICES, INC. DBA HOUSER FINANCIAL GROUP ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX, ACCOUNTING AND FINANCIAL SERVICES ; START DATE: 09/2017 ; POSITION/TITLE/RELATIONSHIP:OWNER / CPA / CFP APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION. ACCOUNTING. LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS. BUSINESS AND PERSONAL CONSULTING. SECURITIES AND INSURANCE 2) CIV-MIL FOUN; NOT INV REL; TREAS; SIGN CHECKS, BD MTGS, ASSIST-FUND RAISING, CHARITABLE, COMM. NEEDS; NON PROFIT; SINCE 01/2000; 1 HR/WK: 3) SPACE COAST BAILLIAGE OF LA CHAINE DES ROTISSEURS, NON-INVESTMENT RELATED, 1017 PATHFINDER WAY, SUITE 100, START DATE 01/29/2014, 5 HRS/WEEK, SOCIAL ORGANIZATION FOR THE APPRECIATION AND EDUCATION OF CULINARY ARTS AND BEVERAGE, TREASURER; 4)NAME OF OTHER BUSINESS: DHSH FINANCIAL SERVICES INC DBA HOUSER FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SIMPLE PLAN ; START DATE: 08/2020 POSITION/TITLE/RELATIONSHIP: TRUSTEE / PLAN ADMINISTRATOR ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: SIMPLE PLAN FOR DHSH FINANCIAL SERVICES ; 5) NAME OF OTHER BUSINESS: SHOUSER LLC ; INVESTMENT RELATED: NO ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: FISHING CHARTER ; START DATE: 10/2011 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: NONE ; APX NUMBER OF HOURS DURING TRADING HOURS: NONE ; BRIEF DESCRIPTION OF DUTIES: NONE ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-03-16
• S63 Uniform Securities Agent State Law Examination
  1998-12-14

Designations

• Certified Financial Planner

Other Names

• Stephen Clarke Houser
• Stephen Clarke Houser
• Stephen C Houser