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Kenneth Joshua Mann

Charles Schwab & Co., Inc.

Austin, TX

Bee Cave, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-21
  • TX RA
    APPROVED
    Since 2021-10-21

Branch Locations

11601 Alterra Pkwy Suite 150, Austin, TX 78758 • United States

12532 Fm 2244, Bee Cave, TX 78738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Third Base Austin TX 05/2016 09/2016
Unemployed Austin TX 09/2016 01/2017
Axa Advisors, Llc New York NY 01/2017 06/2019
Equitable Advisors, Llc New York NY 06/2019 09/2021
Charles Schwab & Co., Inc. Austin TX 09/2021 Present
Charles Schwab Bank, Ssb Austin TX 09/2021 Present
  • 05/2016 → 09/2016
    Third Base
    Austin, TX
  • 09/2016 → 01/2017
    Unemployed
    Austin, TX
  • 01/2017 → 06/2019
    Axa Advisors, Llc
    New York, NY
  • 06/2019 → 09/2021
    Equitable Advisors, Llc
    New York, NY
  • 09/2021 → Present
    Charles Schwab & Co., Inc.
    Austin, TX
  • 09/2021 → Present
    Charles Schwab Bank, Ssb
    Austin, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-16
S63 Uniform Securities Agent State Law Examination 2017-04-28
  • S65 Uniform Investment Adviser Law Examination
    2018-11-16
  • S63 Uniform Securities Agent State Law Examination
    2017-04-28
Other Names
  • Kenneth Joshua Mann
  • Joshua Mann

View on SEC IAPD

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Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

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