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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-09-10 |
Branch Locations
16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Newtown Square | PA | 09/2016 | Present |
| Mml Investors Services, Llc | Newtown Square | PA | 03/2017 | Present |
(1) NAME: WILLIAM GRUEHN INV REL: Y ADDR: 16 CAMPUS BLVD SUITE 200 NEWTOWN SQUARE PA 19073 NATURE: NON-MMLIA INSURANCE BROKERAGE: INDIVIDUAL LIFE & GROUP LIFE AND FIXED ANNUITIES POSITION: AGENT START: 04/01/2026 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-27 |
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