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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-31 |
| KY | RA | APPROVED | 2021-03-26 |
Branch Locations
13151 Magisterial Dr Ste 101-A, Louisville, KY 40223 • United States
2708 New Hartford Rd, Owensboro, KY 42303 • United States
Owensboro, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lifetime Financial Growth | Owensboro | KY | 10/2016 | 05/2018 |
| Crossroads Building Supply | Bowling Green | KY | 07/2015 | 10/2016 |
| Bluegrass Tactical Supply | Lewisburg | KY | 01/2011 | 10/2016 |
| Thrivent Investment Management Inc | Owensboro | KY | 09/2018 | 05/2020 |
| Thrivent Financial | Appleton | WI | 05/2018 | 09/2018 |
| Thrivent Financial | Appleton | WI | 09/2018 | 05/2020 |
| Guardian Life Insurance Co Of America | Owensboro | KY | 06/2020 | 03/2021 |
| Park Avenue Securities, Llc | Owensboro | KY | 06/2020 | 03/2021 |
| Ameriprise Financial Services, Llc | Owensboro | KY | 03/2021 | Present |
Independent Insurance Brokering; Guardian Life Insurance; 06/01/2020; Term Life. Outside Employment; Rainmaker Inc.; Financial Advisor-Develop new business relationships. Prepare and conduct client service meetings. Complete client transaction requests. Develop professional business relationships.; Financial Advisor-Develop new business relationships. Prepare and conduct client service meetings. Complete client transaction requests. Develop professional business relationships.; 2708 New Hartford Rd, , Owensboro, KY, 42303; Not Investment-Related; 03/26/2021; 60 hours per month; 20 to 39 during trading hours / Teen Travel and Diving; Owner; Travel Vlog; 2428 Spencer Drive, , Owensboro, KY, 42301; Not Investment-Related; 04/01/2024; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-02 |
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