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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-31
KY RA APPROVED 2021-03-26
  • TX RA
    APPROVED
    Since 2021-03-31
  • KY RA
    APPROVED
    Since 2021-03-26

Branch Locations

13151 Magisterial Dr Ste 101-A, Louisville, KY 40223 • United States

2708 New Hartford Rd, Owensboro, KY 42303 • United States

Owensboro, KY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lifetime Financial Growth Owensboro KY 10/2016 05/2018
Crossroads Building Supply Bowling Green KY 07/2015 10/2016
Bluegrass Tactical Supply Lewisburg KY 01/2011 10/2016
Thrivent Investment Management Inc Owensboro KY 09/2018 05/2020
Thrivent Financial Appleton WI 05/2018 09/2018
Thrivent Financial Appleton WI 09/2018 05/2020
Guardian Life Insurance Co Of America Owensboro KY 06/2020 03/2021
Park Avenue Securities, Llc Owensboro KY 06/2020 03/2021
Ameriprise Financial Services, Llc Owensboro KY 03/2021 Present
  • 10/2016 → 05/2018
    Lifetime Financial Growth
    Owensboro, KY
  • 07/2015 → 10/2016
    Crossroads Building Supply
    Bowling Green, KY
  • 01/2011 → 10/2016
    Bluegrass Tactical Supply
    Lewisburg, KY
  • 09/2018 → 05/2020
    Owensboro, KY
  • 05/2018 → 09/2018
    Thrivent Financial
    Appleton, WI
  • 09/2018 → 05/2020
    Thrivent Financial
    Appleton, WI
  • 06/2020 → 03/2021
    Guardian Life Insurance Co Of America
    Owensboro, KY
  • 06/2020 → 03/2021
    Owensboro, KY
  • 03/2021 → Present
    Owensboro, KY
Previous Registrations
Other Businesses

Independent Insurance Brokering; Guardian Life Insurance; 06/01/2020; Term Life. Outside Employment; Rainmaker Inc.; Financial Advisor-Develop new business relationships. Prepare and conduct client service meetings. Complete client transaction requests. Develop professional business relationships.; Financial Advisor-Develop new business relationships. Prepare and conduct client service meetings. Complete client transaction requests. Develop professional business relationships.; 2708 New Hartford Rd, , Owensboro, KY, 42303; Not Investment-Related; 03/26/2021; 60 hours per month; 20 to 39 during trading hours / Teen Travel and Diving; Owner; Travel Vlog; 2428 Spencer Drive, , Owensboro, KY, 42301; Not Investment-Related; 04/01/2024; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-02
  • S66 Uniform Combined State Law Examination
    2018-07-02

View on SEC IAPD

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