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Jay William Ricci

Ameriprise Financial Services, LLC

Minnetonka, MN

White Bear Lake, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-05-20
NY RA APPROVED 2025-05-19
WI RA APPROVED 2021-10-28
MN RA APPROVED 2019-05-28
  • FL RA
    APPROVED
    Since 2025-05-20
  • NY RA
    APPROVED
    Since 2025-05-19
  • WI RA
    APPROVED
    Since 2021-10-28
  • MN RA
    APPROVED
    Since 2019-05-28

Branch Locations

16180 Highway 7, Minnetonka, MN 55345 • United States

White Bear Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 10/2016 01/2018
St Johns University Jamaica NY 08/2013 01/2017
Ameriprise Financial Services, Inc Wayzata MN 06/2018 08/2018
Unemployed New York NY 01/2018 06/2018
Ameriprise Financial Services, Inc. Minnetonka MN 08/2018 03/2020
Ameriprise Financial Services, Llc Minnetonka MN 03/2020 Present
  • 10/2016 → 01/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 08/2013 → 01/2017
    St Johns University
    Jamaica, NY
  • 06/2018 → 08/2018
    Ameriprise Financial Services, Inc
    Wayzata, MN
  • 01/2018 → 06/2018
    Unemployed
    New York, NY
  • 08/2018 → 03/2020
    Ameriprise Financial Services, Inc.
    Minnetonka, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Minnetonka, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-28
  • S66 Uniform Combined State Law Examination
    2019-05-28
Other Names
  • Jay Ricci

View on SEC IAPD

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Other Offices

MERCED CAPITAL, L.P. · MINNETONKA, MN
AMERIPRISE FINANCIAL SERVICES, LLC · Minnetonka, MN
CRESSET ASSET MANAGEMENT, LLC · MINNETONKA, MN
CAPTRUST · Minnetonka, MN
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MINNETONKA, MN
CRESSET ASSET MANAGEMENT, LLC · Minnetonka, MN
ORGEL WEALTH MANAGEMENT, LLC · Minnetonka, MN
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