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Conor Mccann

Ubs Financial Services Inc.

Scarborough, ME

Portland, ME

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-12-13
ME RA APPROVED 2020-02-10
  • TX RA
    APPROVED_RES
    Since 2022-12-13
  • ME RA
    APPROVED
    Since 2020-02-10

Branch Locations

Scarborough, ME • United States

One City Center 10Th Floor, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Portland ME 11/2019 Present
Td Bank Portland ME 04/2017 10/2019
Bank Of America Boston MA 07/2016 04/2017
  • 11/2019 → Present
    Ubs Financial Services Inc.
    Portland, ME
  • 04/2017 → 10/2019
    Td Bank
    Portland, ME
  • 07/2016 → 04/2017
    Bank Of America
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-09
  • S66 Uniform Combined State Law Examination
    2020-01-09

View on SEC IAPD

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Other Offices

H.M. PAYSON · PORTLAND, ME
UBS FINANCIAL SERVICES INC. · PORTLAND, ME
JANNEY MONTGOMERY SCOTT LLC · Portland, ME
R M DAVIS INC · PORTLAND, ME
R M DAVIS INC · Portland, ME
COMMONWEALTH FINANCIAL NETWORK · PORTLAND, ME
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC · PORTLAND, ME
NORTH ATLANTIC CAPITAL MANAGEMENT, LLC · PORTLAND, ME

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