Inactive

Shawnee Ann Sax

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Current Employers

H.M. Payson

One City Center, Ste 211, Portland, ME 04101 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2002-11-13

ME RA
APPROVED

Since 2002-11-13

Branch Locations

One City Center, Ste 211, Portland, ME 04101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
H. M. Payson & Co.	Portland	ME	06/1996	Present
H M Payson & Co	Portland	ME	07/1996	Present

06/1996 → Present

H. M. Payson & Co.

Portland, ME
07/1996 → Present

H M Payson & Co

Portland, ME

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-11-11
S63	Uniform Securities Agent State Law Examination	1996-10-11

S65 Uniform Investment Adviser Law Examination

2002-11-11
S63 Uniform Securities Agent State Law Examination

1996-10-11

View on SEC IAPD

Other Firms

PORTLAND FINANCIAL PLANNING GROUP

J.P. MORGAN SECURITIES LLC

GREAT DIAMOND PARTNERS, LLC

HARBOR INVESTMENT ADVISORS

BIGELOW INVESTMENT ADVISORS, LLC

MASCOMA WEALTH MANAGEMENT

MAINE SECURITIES CORPORATION

PENOBSCOT FINANCIAL ADVISORS

Other Investors

BRIAN LUTHER DIETZ

JOHN MARSHALL PIPER

HELEN ELIZABETH ANDREOLI

STEPHEN DANIEL POULOS

JOSEPH WILLIAM POWERS

LISA SUSAN DEMERS

Other Offices

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME

PORTLAND FINANCIAL PLANNING GROUP · PORTLAND, ME

J.P. MORGAN SECURITIES LLC · Portland, ME

GREAT DIAMOND PARTNERS, LLC · PORTLAND, ME

HARBOR INVESTMENT ADVISORS · PORTLAND, ME

BIGELOW INVESTMENT ADVISORS, LLC · PORTLAND, ME

BIGELOW INVESTMENT ADVISORS, LLC · Portland, ME

MASCOMA WEALTH MANAGEMENT · Portland, ME

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