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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
GA RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • GA RA
    APPROVED
    Since 2023-09-05

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Georgia State University Atlanta GA 08/2011 12/2016
Atlanta Financial Associates Dunwoody GA 10/2016 08/2018
E*Trade Securities Llc Alpharetta GA 05/2019 09/2019
Unemployed Atlanta GA 08/2018 05/2019
E*Trade Securities Llc Alpharetta GA 09/2019 11/2019
E*Trade Securities Llc Alpharetta GA 11/2019 06/2021
E*Trade Capital Management Llc Alpharetta GA 05/2020 06/2021
E*Trade Securities Llc Alpharetta GA 06/2021 Present
E*Trade Capital Management Llc Alpharetta GA 06/2021 Present
Morgan Stanley Alpharetta GA 03/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
Morgan Stanley Alpharetta GA 09/2023 Present
  • 08/2011 → 12/2016
    Georgia State University
    Atlanta, GA
  • 10/2016 → 08/2018
    Atlanta Financial Associates
    Dunwoody, GA
  • 05/2019 → 09/2019
    E*Trade Securities Llc
    Alpharetta, GA
  • 08/2018 → 05/2019
    Unemployed
    Atlanta, GA
  • 09/2019 → 11/2019
    E*Trade Securities Llc
    Alpharetta, GA
  • 11/2019 → 06/2021
    E*Trade Securities Llc
    Alpharetta, GA
  • 05/2020 → 06/2021
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 06/2021 → Present
    E*Trade Securities Llc
    Alpharetta, GA
  • 06/2021 → Present
    E*Trade Capital Management Llc
    Alpharetta, GA
  • 03/2023 → Present
    Alpharetta, GA
  • 09/2023 → Present
    Alpharetta, GA
  • 09/2023 → Present
    Alpharetta, GA
Previous Registrations
  • 2020-05-15 → 2023-09-05
    Harrisdirect Llc
    Alpharetta, GA
    Arlington, VA
    Alpharetta, GA
  • 2017-07-26 → 2018-08-08
    Atlanta, GA
Other Businesses

1. Fulton County Superior Court 2. Investment Related: No 3. 7741 Roswell Rd, NE #234A, Atlanta, GA 30350. 4. Notarizing Documents 5. Notary Public 6. 01/01/2017 7. Hours devoted to business: One hour 8. Hours devoted during Securities business: One hour 9. Notarize legal documents

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-23
  • S66 Uniform Combined State Law Examination
    2017-07-23
Other Names
  • Michael T. Nguyen

View on SEC IAPD

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