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125 South 4Th Street, Norfolk, NE 68701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-09-11 |
Branch Locations
220 W. Lockwood Ave Ste 203, St. Louis, MO 63119 • United States
125 South 4Th Street, Norfolk, NE 68701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J. R. Elm, Llc | St. Louis | MO | 04/2014 | 12/2017 |
| Swink, Smith, Coplen & Company, P.C. | St. Louis | MO | 01/2017 | 08/2019 |
| Sfc Financial, Llc | St. Louis | MO | 02/2018 | 08/2019 |
| Smith Patrick Llc | St. Louis | MO | 01/2015 | 12/2016 |
| Smith Patrick Llc | St. Louis | MO | 08/2019 | Present |
Smith Patrick LLC, NIR, 220 W. Lockwood Ave Ste 203, St. Louis, MO 63119 Nature of Business - Accounting, position - accoutant, start date 8/2019, approx 80 hours per month, 80 hours monthly during trading hours, duties include tax and management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-06 |
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